SourcingSourcing

FINTRON ADVISORS, LLC

C29
CRD 324052·SEC 801-128611·STAMFORD, CT
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINTRON ADVISORS, LLC
CRD
324052
SEC file #
801-128611
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Apex Clearingmedium confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/21/2025
ADV-W filed at
—
Website
fintroninvest.com/home

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINTRON, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FINTRON, INC.
Rumpf, Wilder, Frances
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FINTRONINVEST.COM
Rdap Domain Creation Date
2019-07-19T13:21:42Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Apex Clearing3
Full
Apex Clearing5
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-19T13:21:42Z
Rdap Domain Last Changed
2026-05-13T05:35:56Z
Rdap Nameservers
Ns-1172.awsdns-18.orgNs-1882.awsdns-43.co.ukNs-500.awsdns-62.comNs-763.awsdns-31.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (3)

3
Wilder Frances Rumpf
Executive Officer · 2.5%
7177702
FELDMAN, RICHARD, MARK
Executive Officer · 2.5%
2273453
LARRY RAPHAEL ROZAS
Executive Officer · 2.5%
6029752