UNITED ADVISOR GROUP, LLC

CRD

324205

SEC file #

801-127090

EIN

920970980

DBA names

United Advisor Group

Economics

AUM

$1.43B

AUM band

$1B+

AUM trajectory

'25 · $1.09B

'26 · $1.43B

'25'26

$1.09B → $1.43B▲ +31%

sec adv history

Client mix

Individuals Other	5,013
Individuals High Net Worth	1,382
Corporations	158
Pension Profit Sharing Plans	29
Charitable Organizations	18

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 43 advisors

'26 · 51 advisors

'25'26

43 advisors → 51 advisors▲ +19%

sec adv history

Primary office

CINCINNATI OH

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/20/2026

ADV-W filed at

—

Website

mvfp.net

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

UAG ENTERPRISES, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

UAG ENTERPRISES, LLC

Gettins, Raymond, Steven

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MVFP.NET

Rdap Domain Creation Date

2018-08-06T17:57:33Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002004873

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-02-16

Edgar Last Filing Date

2026-04-17

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-17

Accession0002004873-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4
Goldman Sachs	2
Folio Institutional	1

adv brochure

Edgar Addresses

Mailing

8170 CORPORATE PARK DR.SUITE 300CINCINNATI, OH 45242

Business

8170 CORPORATE PARK DR.SUITE 300CINCINNATI, OH 45242

Edgar EIN

920970980

Edgar Recent Filings

13F-HR2026-04-17 · 0002004873-26-000002

13F-HR2026-01-26 · 0002004873-26-000001

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-08-06T17:57:33Z

Rdap Domain Last Changed

2025-05-30T13:06:01Z

Rdap Nameservers

Ns27.domaincontrol.comNs28.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (50)

Gettins, Raymond, Steven

JOHNATHAN MICHAEL GLEN CONVERSE

DANIEL SCOTT LIBSTORFF

BRIAN WILLIAM YEAKLEY

Steven Derek Loveless

STEVEN LEONARD KLIMKE

HOWARD EDWARD RIGHTSELL

STEPHEN DENNIS TAYLOR

KURT CLONTS CASTANEDA

Michael Frenette Deschenes

6301472

Christopher Michael Tasik

7344453

CRAIG MICHAEL CONNOLLY

Nicholas Cole McGuire

7577679

Nathaniel Jan Collier