SourcingSourcing

ARISTOTLE INVESTMENT SERVICES, LLC

C45
CRD 324207·SEC 801-127110·NEWPORT BEACH, CA
AUM
$16.50B
$1B+
Est. Revenue
$165.0M
@ 1% on AUM
Est. EBITDA
$49.5M
@ 30% margin
Est. Deal Value
$396.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ARISTOTLE INVESTMENT SERVICES, LLC
CRD
324207
SEC file #
801-127110
EIN
954833644
DBA names
—

Economics

AUM
$16.50B
AUM band
$1B+
AUM trajectory
'25'26
$16.16B → $16.50B▲ +2%
Client mix
Investment Companies1

Operations

Employees (total)
27
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
8 advisors → 7 advisors▼ -12%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Portfolio mgmt — investment companiesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/aristotlecap(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ARISTOTLE CAPITAL MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
ARISTOTLE CAPITAL MANAGEMENT, LLC
COSTA, RICARDO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:aristotle.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
32
Form 5500 Total Participants
255
Form 5500 Total Compensation
13,731,366
Form 5500 Compensation Trajectory 3y
202512,076,452
20261,654,914
20240
Form 5500 Plan Count Trajectory 3y
202526
20265
20241
Schedule C Total Compensation
13,731,366
Schedule C Service Provider Rows
32

SEC EDGAR

Edgar Cik
0000860644
Edgar Registered
Yes
Edgar Filing Count
377
Edgar First Filing Date
1999-05-24
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
132
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001398344-26-009226
Edgar Former Names
REED CONNER & BIRDWELL LLC
REED CONNER & BIRDWELL INC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Charles Schwab1
Full
E*trade4
Charles Schwab1
Edgar Addresses
Mailing
11100 SANTA MONICA BLVDSUITE 1700LOS ANGELES, CA 90025
Business
11100 SANTA MONICA BLVDSUITE 1700LOS ANGELES, CA 90025
Edgar EIN
954833644
Edgar Recent Filings
13F-HR2026-05-15 · 0001398344-26-009226
13F-HR2026-02-17 · 0001398344-26-003246
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
109876
Trust Company Affiliate
No

People (8)

8
ARISTOTLE CAPITAL MANAGEMENT,
Direct Owner · 87.5%
109876
COSTA, RICARDO
Executive Officer · 2.5%
5150821
FUCCILLO, THOMAS, JOSEPH
Executive Officer · 2.5%
2204906
LALLANDE, JOSEPH, GUSTAVE
Executive Officer · 2.5%
3136071
NOLAN, DOMINIC, DAO
Executive Officer · 2.5%
4026940
RUMSEY, CAROL, ELAINE
Executive Officer · 2.5%
6607444
Schwab, Joshua, Brian
Executive Officer · 2.5%
7051012
ST HILAIRE, KIM, MARIE
Executive Officer · 2.5%
4916865