SourcingSourcing

LEGACY FINANCIAL INDEPENDENT ADVISORS LLC

B64
CRD 324258·SEC 801-127031·LOUISVILLE, KY
AUM
$484.0M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC
CRD
324258
SEC file #
801-127031
EIN
921690509
DBA names
—

Economics

AUM
$484.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$450.6M → $484.0M▲ +7%
Client mix
Individuals Other585
Individuals High Net Worth156
Corporations8

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
4 advisors → 5 advisors▲ +25%
Primary office
LOUISVILLE KY
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
legacyfia.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCCREA, BRUCE, EDWARD
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
MCCREA, BRUCE, EDWARD
MCCREA, BRYAN, SEAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEGACYFIA.COM
Rdap Domain Creation Date
2022-08-08T17:15:25Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002131510
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-05-05
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
1
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0002131510-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
100 MALLARD CREEK RDSUITE 402LOUISVILLE, KY 40207
Business
100 MALLARD CREEK RDSUITE 402LOUISVILLE, KY 40207
Edgar EIN
921690509
Edgar Recent Filings
13F-HR2026-05-05 · 0002131510-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2033-08-08T17:15:25Z
Rdap Domain Last Changed
2024-01-25T22:09:23Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
874087
Trust Company Affiliate
No

People (6)

6
MCCREA, CHRISTOPHER, ROBERT
IAR · Direct Owner · 37.5%
5830477
MCCREA, BRYAN, SEAN
IAR · Direct Owner · 37.5%
5830009
MCCREA, BRUCE, EDWARD
IAR · Direct Owner · 37.5%
874087
FALKNER, THOMAS, CLIFFORD
IAR · Direct Owner · 17.5%
6962277
Zachary Andrew Gutermuth
IAR
7319751
SHEREE LONG BOLLINGER
IAR
1437851