SourcingSourcing

FLAX POND CAPITAL, LLC

B54
CRD 324332·SEC 801-127211·MERION STATION, PA
AUM
$222.3M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$667K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FLAX POND CAPITAL, LLC
CRD
324332
SEC file #
801-127211
EIN
921071937
DBA names
Flax Pond Capital, Llc

Economics

AUM
$222.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$172.8M → $222.3M▲ +29%
Client mix
Individuals Other64
Individuals High Net Worth55
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
MERION STATION PA
Branches
Count2

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
flaxpondcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZAFIRIOU, CHRISTOPHER, MARSHALL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ZAFIRIOU, CHRISTOPHER, MARSHALL
THRASHER, NANCY, TERESA
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FLAXPONDCAPITAL.COM
Rdap Domain Creation Date
2022-09-08T13:33:26Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002106996
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-03-09
Edgar Last Filing Date
2026-05-19
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-19
Accession0002106996-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
748 S LATCHES LNMERION STATION, PA 19066
Business
197 PALMER AVENUEFALMOUTH, MA 02540
Edgar EIN
921071937
Edgar Recent Filings
13F-HR2026-05-19 · 0002106996-26-000006
13F-HR2026-03-09 · 0002106996-26-000003
Fee Schedule
Bracket I52
Bracket Ix43
Bracket Iii3
Bracket Iv1
Bracket Xi1
Firm Has Custody
No
Rdap Domain Expiration Date
2027-09-08T13:33:26Z
Rdap Domain Last Changed
2024-09-06T19:55:24Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3021575
Trust Company Affiliate
No

People (3)

3
ZAFIRIOU, CHRISTOPHER, MARSHALL
IAR · Direct Owner · 87.5%
3021575
THRASHER, NANCY, TERESA
Executive Officer · 2.5%
5030028
MICHAEL JOHN CREW
IAR
4342203