GREATER MIDWEST FINANCIAL GROUP, LLC

CRD

324387

SEC file #

801-127206

EIN

416452148

DBA names

—

Economics

AUM

$589.3M

AUM band

$500M-$1B

AUM trajectory

'25 · $511.9M

'26 · $589.3M

'25'26

$511.9M → $589.3M▲ +15%

sec adv history

Client mix

Individuals Other	537
Individuals High Net Worth	141
Pension Profit Sharing Plans	21

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 3 advisors

'26 · 3 advisors

'25'26

3 advisors → 3 advisors▬ 0%

sec adv history

Primary office

SAINT PAUL MN

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/26/2026

ADV-W filed at

—

Website

greater-midwest.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PHILLIPS, ROBERT, JAMES

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

PHILLIPS, ROBERT, JAMES

RONN, JAMES, WILLIAM

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

GREATER-MIDWEST.COM

Rdap Domain Creation Date

2010-03-31T12:52:21Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

16,966

Form 5500 Compensation Trajectory 3y

2025

16,966

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

16,966

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0002025409

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-09-23

Edgar Last Filing Date

2026-04-24

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-24

Accession0002025409-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3544

Soi Zip Pct 200k Plus

0.1186

Soi Zip Returns 200k Plus

1,730

Soi Zip Total AGI

1,644,267

Fdic Zip Total Deposits

8,536,449,000

Fdic Zip Branch Count

121

Fdic Zip Top Banks

U.S. Bank National Association

TCF National Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

3222 RICE STREETST. PAUL, MN 55126-3047

Business

3222 RICE STREETST. PAUL, MN 55126-3047

Edgar EIN

416452148

Edgar Recent Filings

13F-HR2026-04-24 · 0002025409-26-000002

13F-HR2026-02-17 · 0002025409-26-000001

Fdic Zip Branches Raw

Eastern Heights BankSt. Paul, MN

TCF Bank Minnesota, fsbArden Hills, MN

Fdic Zip HHI

2120.74

Fdic Zip Top Bank Share Pct

34.71

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-31T12:52:21Z

Rdap Domain Last Changed

2022-03-16T13:52:25Z

Rdap Nameservers

Ns1.systemdns.comNs2.systemdns.comNs3.systemdns.com

Rdap Secure Dns Enabled

Rdap Status

Active

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	32,041
Returns	2,850

Stub 2

AGI	94,407
Returns	2,500

Stub 3

AGI	146,704
Returns	2,360

Soi Zip Total Business Income

42,550

Soi Zip Total Cap Gains

70,004

Soi Zip Total Dividends

53,448

Soi Zip Total Returns

14,590

Top Owner CRD

5692579

Trust Company Affiliate