SourcingSourcing

IVY EVERGREEN, LLC

B55
CRD 324430·SEC 801-133962·CHARLESTON, SC
AUM
$155.0M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$465K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
IVY EVERGREEN, LLC
CRD
324430
SEC file #
801-133962
EIN
000000000
DBA names
—

Economics

AUM
$155.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$166.0M → $155.0M▼ -7%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
6 advisors → 5 advisors▼ -17%
Primary office
CHARLESTON SC
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
ivyassetgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOOFF, JOHN, CARLYLE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HOOFF, JOHN, CARLYLE
HOOFF, JOHN, C.H.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
IVYASSETGROUP.COM
Rdap Domain Creation Date
2016-06-08T19:58:44Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002021386
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-05-13
Edgar Last Filing Date
2025-05-13
Edgar Form D Count
2
Edgar Form D Offerings
2025-05-132025-05-13 · 0002021386-25-000002
2024-05-132024-05-13 · 0000897069-24-001071

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
170 MEETING STREETSUITE 501CHARLESTON, SC 29401
Business
170 MEETING STREETSUITE 501CHARLESTON, SC 29401
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-05-13 · 0002021386-25-000002
D2024-05-13 · 0000897069-24-001071
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-06-08T19:58:44Z
Rdap Domain Last Changed
2026-04-09T06:42:37Z
Rdap Nameservers
Ns61.worldnic.comNs62.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5712044
Trust Company Affiliate
No

People (3)

3
JOHN CARLYLE HOOFF
Direct Owner · 87.5%
5712044
HOOFF, JOHN, C.H.
Direct Owner · 37.5%
7795867
Pavlock, Brian, Mark
Executive Officer · 2.5%
8123911