SourcingSourcing

LUMINT CORPORATION

C19
CRD 324443·SEC 801-127561·BOSTON, MA
AUM
$3.67B
$1B+
Est. Revenue
$36.7M
@ 1% on AUM
Est. EBITDA
$11.0M
@ 30% margin
Est. Deal Value
$88.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LUMINT CORPORATION
CRD
324443
SEC file #
801-127561
EIN
—
DBA names
—

Economics

AUM
$3.67B
AUM band
$1B+
AUM trajectory
'25'26
$749.1M → $3.67B▲ +390%
Client mix
—

Operations

Employees (total)
14
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustmedium confidence
Services offered
Portfolio mgmt — businesses
Fee basis
Other Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
lumint.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUNEGAN, ALEXANDER, RUSSELL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
DUNEGAN, ALEXANDER, RUSSELL
CAREY, PETER, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LUMINT.COM
Rdap Domain Creation Date
2015-05-30T21:57:44Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Northern Trust1
Full
E*trade4
Northern Trust1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-30T21:57:44Z
Rdap Domain Last Changed
2026-05-16T06:32:40Z
Rdap Nameservers
Ns-100.awsdns-12.comNs-1222.awsdns-24.orgNs-1836.awsdns-37.co.ukNs-559.awsdns-05.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
7686452
Trust Company Affiliate
No

People (4)

4
DUNEGAN, ALEXANDER, RUSSELL
Direct Owner · 37.5%
7686452
CAREY, PETER, FRANCIS
Direct Owner · 17.5%
4455867
GREEN, DAVID, GERALD
Direct Owner · 7.5%
1681477
FRASER, LISA
Executive Officer · 2.5%
6369708