SourcingSourcing

MODERN WEALTH MANAGEMENT, LLC

C20
CRD 324624·SEC 801-127231·KANSAS CITY, MO
AUM
$10.90B
$1B+
Est. Revenue
$109.0M
@ 1% on AUM
Est. EBITDA
$32.7M
@ 30% margin
Est. Deal Value
$261.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MODERN WEALTH MANAGEMENT, LLC
CRD
324624
SEC file #
801-127231
EIN
301333747
DBA names
—

Economics

AUM
$10.90B
AUM band
$1B+
AUM trajectory
'25'26
$6.15B → $10.90B▲ +77%
Client mix
Individuals Other8,995
Individuals High Net Worth2,529
Pension Profit Sharing Plans365
Corporations26
Charitable Organizations19

Operations

Employees (total)
253
Advisory staff (per ADV)
102
Advisory staff (5-yr trend)
'25'26
54 advisors → 102 advisors▲ +89%
Primary office
KANSAS CITY MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersPublication of periodicals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
cjis.online

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MWH INTERMEDIATE II, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
MWH INTERMEDIATE II, LLC
CAPELLE, MICHAEL, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
cjis.online
Rdap Domain Creation Date
2019-06-12T12:51:12.000Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
38,810
Form 5500 Compensation Trajectory 3y
202538,810
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
38,810
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002001900
Edgar Registered
Yes
Edgar Filing Count
29
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0002001900-26-000006

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2032
Soi Zip Pct 200k Plus
0.0654
Soi Zip Returns 200k Plus
370
Soi Zip Total AGI
530,183
Fdic Zip Total Deposits
10,279,115,000
Fdic Zip Branch Count
132
Fdic Zip Top Banks
H&R Block Bank
Academy Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
1712 MAIN STREET400KANSAS CITY, MO 64108
Business
1712 MAIN STREET400KANSAS CITY, MO 64108
Edgar EIN
301333747
Edgar Recent Filings
13F-HR2026-05-14 · 0002001900-26-000006
13F-HR2026-02-17 · 0002001900-26-000001
Fdic Zip Branches Raw
United Missouri Bank, National AssociationKansas City, MO
Boatmen's First National Bank of Kansas CityKansas City, MO
Fdic Zip HHI
2044.45
Fdic Zip Top Bank Share Pct
28.67
Fdic Zip Year
2025
Fee Schedule
Bracket Ix79
Bracket I10
Bracket Xi5
Bracket Xii2
Bracket Iii1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-12T23:59:59.000Z
Rdap Domain Last Changed
2026-03-19T02:37:22.511Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Renew ProhibitedClient Update ProhibitedClient Delete Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI16,098
Returns1,370
Stub 2
AGI52,368
Returns1,390
Stub 3
AGI68,031
Returns1,110
Soi Zip Total Business Income
15,063
Soi Zip Total Cap Gains
53,171
Soi Zip Total Dividends
35,138
Soi Zip Total Returns
5,660
Trust Company Affiliate
No

People (52)

52
CAPELLE, MICHAEL, JOHN
IAR · Executive Officer · 2.5%
4933023
Rankin, James, Porter
IAR · Executive Officer · 2.5%
6703923
GORDO, JASON, MICHAEL
Executive Officer · 2.5%
4350600
ROTH, GARY, LAWRENCE
Executive Officer · 2.5%
5021897
BRIAN DALE JOHNSON
IAR
1550487
Trevor Brown Klugh
IAR
7851866
Andrew Jordan Evans
IAR
7733487
Peyton Louise Simmons
IAR
7542188
BRIAN CRAIG DELFS
IAR
6333216
Christopher Alan DeChant
IAR
6674507
MICHAEL PATRICK CERUTTI
IAR
7143255
TIMOTHY ALLAN WOLFE
IAR
6947782
NEELESH RAMANLAL CHAMPANERI
IAR
6770651
KENNETH JEFFREY WATTEN
IAR
4701655
CHRISTOPHER ALAN HOERCHLER
IAR
5318770
MARK CLIFFORD EWINGS
IAR
4142424
Elyssa Nicole Selvidge
IAR
8124162
Blair Leavitt
IAR
8144148
ROLAND CHARLES SALMI
IAR
6199992
Drew Christopher Sprugel
IAR
7563754
CODY RON CARMICHAEL
IAR
6058453
MATTHEW JAMES SCHAAP
IAR
7553414
MARTIN LLEWELLYN HOPKINS
IAR
3021373
Preston Jeffrey Pugmire
IAR
7611260
TYLER JACOB ALLEN
IAR
6458613
STEVEN BOYD WHEELER
IAR
6528344
CRAIG ALLEN HOUCK
IAR
2716701
RODNEY DALE WADE
IAR
1489939
Heather Michelle McGhee
IAR
6246277
CHANCELLOR Isaac DAVIS
IAR
7964253
ZACHARY PAUL GHILINO
IAR
7894712
CASEY ADAM JOHNSTON
IAR
6465187
Jeremiah Collier
IAR
7702169
MATTHEW ALLEN ROGERS
IAR
6484646
Melissa McManigal Hassler
IAR
6840081
Craig Halver
IAR
7793240
Jordan Leigh Andrews
IAR
6582009
STEPHEN ANDREW TUCKWOOD
IAR
4796687
ANDREA LENORE ALLEY
IAR
5457658
William Lyall
IAR
6826263
ANNROSE NMN ISAAC
IAR
5924958
PIERRE JACQUES SIMON BRACHET
IAR
6005879
DREW ALLYSE GRIFFITH
IAR
6515076
MARKKU TANELI HAPPONEN
IAR
4312993
DAKOTA WARNKEN
IAR
7010941
Thomas, Todd, G
IAR
6578833
SHANE CHRISTOPHER CONWAY
IAR
5236540
Cole Allen Stein
IAR
7544619
PATRICK THOMAS GIDDENS
IAR
2065349
ROBERT SCOTT SMITH
IAR
4651913
DAVID STANLEY PETSO
IAR
1215887
WAYNE ROBINSON
IAR
4948854