SourcingSourcing

BROWN WEALTH MANAGEMENT, LLC

C37
CRD 324695·SEC 801-127594·NAPERVILLE, IL
AUM
$530.8M
$500M-$1B
Est. Revenue
$5.3M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BROWN WEALTH MANAGEMENT, LLC
CRD
324695
SEC file #
801-127594
EIN
472272344
DBA names
Rai Wealth

Economics

AUM
$530.8M
AUM band
$500M-$1B
AUM trajectory
'25'26
$408.6M → $530.8M▲ +30%
Client mix
Individuals Other281
Individuals High Net Worth137
Pension Profit Sharing Plans15
Charitable Organizations15
Corporations2

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
6 advisors → 6 advisors▬ 0%
Primary office
NAPERVILLE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
raiwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BROWN, SCOTT, ALEXANDER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BROWN, SCOTT, ALEXANDER
Aagaard, Gregory, Scott
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RAIWEALTH.COM
Rdap Domain Creation Date
2013-10-14T17:23:07Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
55,855
Form 5500 Compensation Trajectory 3y
202555,855
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
55,855
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001987005
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2023-08-08
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0001104659-26-041337

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1700 PARK STREETSUITE 106NAPERVILLE, IL 60563
Business
1700 PARK STREETSUITE 106NAPERVILLE, IL 60563
Edgar EIN
472272344
Edgar Recent Filings
13F-HR2026-04-09 · 0001104659-26-041337
13F-HR2026-02-06 · 0001104659-26-011332
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-14T17:23:07Z
Rdap Domain Last Changed
2025-10-15T16:52:36Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5608638
Trust Company Affiliate
No

People (6)

6
BROWN, SCOTT, ALEXANDER
IAR · Direct Owner · 87.5%
5608638
WEST, WILLIAM, SCOTT
IAR · Executive Officer · 2.5%
6219999
IMBROGNO, MELISSA, ANNE
IAR · Executive Officer · 2.5%
5651851
Aagaard, Gregory, Scott
IAR · Executive Officer · 2.5%
4993109
Tyler Paul Jones
IAR
6677737
Jack Dykema
IAR
7552196