SourcingSourcing

CANOPY PARTNERS, LLC

C49
CRD 324812·SEC 801-127366·CINCINNATI, OH
AUM
$869.0M
$500M-$1B
Est. Revenue
$8.7M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CANOPY PARTNERS, LLC
CRD
324812
SEC file #
801-127366
EIN
000000000
DBA names
Canopy Partners

Economics

AUM
$869.0M
AUM band
$500M-$1B
AUM trajectory
'25'26
$799.2M → $869.0M▲ +9%
Client mix
Individuals High Net Worth8

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
canopyfamilyoffice.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAUCOM, CHRISTOPHER, LEE
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
BAUCOM, CHRISTOPHER, LEE
STUTENROTH, CHARLES, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CANOPYFAMILYOFFICE.COM
Rdap Domain Creation Date
2022-11-11T14:55:41Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
73,580
Form 5500 Compensation Trajectory 3y
202573,580
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
73,580
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001960860
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2023-01-13
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001960860-26-000002
Edgar Form D Count
1
Edgar Form D Offerings
2023-01-132023-01-13 · 0001960860-23-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab8
E*trade4
Edgar Addresses
Mailing
3825 EDWARDS ROADSUITE 420CINCINNATI, OH 45209
Business
3825 EDWARDS ROADSUITE 420CINCINNATI, OH 45209
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-11 · 0001960860-26-000002
13F-HR2026-02-12 · 0001960860-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-11T14:55:41Z
Rdap Domain Last Changed
2025-11-12T18:16:31Z
Rdap Nameservers
Ns49.domaincontrol.comNs50.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2646678
Trust Company Affiliate
No

People (6)

6
BAUCOM, CHRISTOPHER, LEE
IAR · Direct Owner · 37.5%
2646678
STUTENROTH, CHARLES, EDWARD
IAR · Direct Owner · 37.5%
1905555
Mahon, Scott, Joseph
Direct Owner · 17.5%
7848328
Hayes, Patrick, Daniel
Executive Officer · 2.5%
6571587
JUSTINE MARIE KIDWELL
Executive Officer · 2.5%
4290636
Adam Reif Uihlein
IAR
7951102