BULL HARBOR CAPITAL LLC.

CRD

324995

SEC file #

801-127531

EIN

920996772

DBA names

—

Economics

AUM

$354.8M

AUM band

$100M-$500M

AUM trajectory

'25 · $344.0M

'26 · $354.8M

'25'26

$344.0M → $354.8M▲ +3%

sec adv history

Client mix

Individuals Other	293
Individuals High Net Worth	128
Corporations	4
Pension Profit Sharing Plans	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 16 advisors

'26 · 28 advisors

'25'26

16 advisors → 28 advisors▲ +75%

sec adv history

Primary office

BETHESDA MD

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/27/2026

ADV-W filed at

—

Website

bullharborcapital.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

L3RIA, LLC.

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

L3RIA, LLC.

T4G MANAGEMENT, LLC

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

BULLHARBORCAPITAL.COM

Rdap Domain Creation Date

2022-10-31T20:22:26Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002135047

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-05-18

Edgar Last Filing Date

2026-05-18

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-18

Accession0002135047-26-000004

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
Pershing	4
E*trade	4
Axos Advisor Services	2

adv brochure

Edgar Addresses

Mailing

7101 WISCONSIN AVENUESUITE 1202BETHESDA, MD 20814

Business

7101 WISCONSIN AVENUESUITE 1202BETHESDA, MD 20814

Edgar EIN

920996772

Edgar Recent Filings

13F-HR2026-05-18 · 0002135047-26-000004

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-10-31T20:22:26Z

Rdap Domain Last Changed

2025-11-01T16:02:10Z

Rdap Nameservers

Ns01.domaincontrol.comNs02.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate