SourcingSourcing

BUTTERWORTH FINANCIAL LLC

A65
CRD 325026·SEC 801-134568·DANVERS, MA
AUM
$103.3M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$310K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BUTTERWORTH FINANCIAL LLC
CRD
325026
SEC file #
801-134568
EIN
—
DBA names
—

Economics

AUM
$103.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$100.3M → $103.3M▲ +3%
Client mix
Individuals Other99
Individuals High Net Worth39
Corporations2

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
DANVERS MA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/22/2026
ADV-W filed at
—
Website
butterworthfinancial.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BUTTERWORTH, MARK, SPENCER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BUTTERWORTH, MARK, SPENCER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BUTTERWORTHFINANCIAL.NET
Rdap Domain Creation Date
2013-06-28T18:17:16Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3521
Soi Zip Pct 200k Plus
0.118
Soi Zip Returns 200k Plus
1,780
Soi Zip Total AGI
1,666,068
Census Median Hh Income
116,636
Census High Income Households
2,374
Census Median Age
44.3
Census Pop 65 66 Total
791
Census Total Households
11,147
Census NAICS 523930 Count
12
Fdic Zip Total Deposits
38,773,150,000
Fdic Zip Branch Count
368
Fdic Zip Top Banks
People's United Bank, National Association
Salem Five Cents Savings Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (29)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Census Bachelors Plus Count
6,178
Census Median Home Value
589,600
Census NAICS 523930 Employees
0
Census Unemployed Count
812
Census Zip
01923
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
Salem Five Cents Savings BankDanvers, MA
Salem Five Cents Savings BankDanvers, MA
Fdic Zip HHI
934.56
Fdic Zip Top Bank Share Pct
16
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-28T18:17:16Z
Rdap Domain Last Changed
2025-05-30T06:20:43Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,977
Returns3,330
Stub 2
AGI91,482
Returns2,440
Stub 3
AGI140,967
Returns2,280
Soi Zip Total Business Income
55,289
Soi Zip Total Cap Gains
81,864
Soi Zip Total Dividends
27,461
Soi Zip Total Returns
15,080
Top Owner CRD
2408252
Trust Company Affiliate
No

People (1)

1
BUTTERWORTH, MARK, SPENCER
IAR · Direct Owner · 87.5%
2408252