SourcingSourcing

JOYCE WEALTH MANAGEMENT, LLC

B55
CRD 325221·SEC 801-127428·HOUSTON, TX
AUM
$483.1M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JOYCE WEALTH MANAGEMENT, LLC
CRD
325221
SEC file #
801-127428
EIN
—
DBA names
—

Economics

AUM
$483.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$420.0M → $483.1M▲ +15%
Client mix
Individuals High Net Worth134
Individuals Other51
Charitable Organizations8

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
joycewealthmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOYCE, JOHN, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOYCE, JOHN, DAVID
LETSOS, KATHERINE, TUCKER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
JOYCEWEALTHMANAGEMENT.COM
Rdap Domain Creation Date
2022-12-08T17:26:34Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.165
Soi Zip Pct 200k Plus
0.0693
Soi Zip Returns 200k Plus
1,160
Soi Zip Total AGI
1,386,688
Fdic Zip Total Deposits
21,447,655,000
Fdic Zip Branch Count
277
Fdic Zip Top Banks
Patriot Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Wells Fargo4
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of Texas, National AssociationHouston, TX
Nationsbank of Texas, National AssociationHouston, TX
Fdic Zip HHI
977.41
Fdic Zip Top Bank Share Pct
19.26
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-12-08T17:26:34Z
Rdap Domain Last Changed
2022-12-08T17:26:35Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI83,453
Returns6,410
Stub 2
AGI155,364
Returns4,310
Stub 3
AGI132,036
Returns2,160
Soi Zip Total Business Income
54,777
Soi Zip Total Cap Gains
141,520
Soi Zip Total Dividends
56,863
Soi Zip Total Returns
16,730
Top Owner CRD
2387664
Trust Company Affiliate
No

People (3)

3
JOYCE, JOHN, DAVID
IAR · Direct Owner · 87.5%
2387664
LETSOS, KATHERINE, TUCKER
IAR · Executive Officer · 2.5%
4998752
DELL PARNELL THOMASON
IAR
2249575