SourcingSourcing

BOW RIVER ADVISERS, LLC

C26
CRD 325285·SEC 801-127488·DENVER, CO
AUM
$1.16B
$1B+
Est. Revenue
$11.6M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$27.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOW RIVER ADVISERS, LLC
CRD
325285
SEC file #
801-127488
EIN
993956758
DBA names
—

Economics

AUM
$1.16B
AUM band
$1B+
AUM trajectory
'25'26
$705.7M → $1.16B▲ +65%
Client mix
Investment Companies1

Operations

Employees (total)
27
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
6 advisors → 5 advisors▼ -17%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
bowriverevergreen.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOW RIVER ASSET MANAGEMENT, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
BOW RIVER ASSET MANAGEMENT, LLC
NEW YORK LIFE INVESTMENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BOWRIVEREVERGREEN.COM
Rdap Domain Creation Date
2020-07-24T22:21:09Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002037241
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2024-09-19
Edgar Last Filing Date
2024-12-18
Edgar Form D Count
2
Edgar Form D Offerings
2024-12-182024-12-18 · 0002037241-24-000002
2024-09-192024-09-19 · 0002037241-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
422 E. VERMIJO AVE.COLORADO SPRINGS, CO 80903
Business
422 E. VERMIJO AVE.COLORADO SPRINGS, CO 80903
Edgar EIN
993956758
Edgar Recent Filings
D/A2024-12-18 · 0002037241-24-000002
D2024-09-19 · 0002037241-24-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-24T22:21:09Z
Rdap Domain Last Changed
2024-07-25T18:00:18Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (7)

7
JEREMY DAVID HELD
Direct Owner · 17.5%
2833144
DAVIS, JAMISON, REID
Executive Officer · 2.5%
2644743
INGALLS, JANE, CLAYTON
Executive Officer · 2.5%
1872415
KERR, JAMES, DANIEL
Executive Officer · 2.5%
6244744
JENNIFER LEVESQUE
Executive Officer · 2.5%
5040068
RICHARDSON, BLAIR, ELLARD
Executive Officer · 2.5%
375675
JOSEPH DAVID STORK
Executive Officer · 2.5%
6862988