SourcingSourcing

JEFFERIES INVESTMENT ADVISERS LLC

C41
CRD 325421·SEC 801-127656·NEW YORK, NY
AUM
$3.42B
$1B+
Est. Revenue
$34.2M
@ 1% on AUM
Est. EBITDA
$10.3M
@ 30% margin
Est. Deal Value
$82.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JEFFERIES INVESTMENT ADVISERS LLC
CRD
325421
SEC file #
801-127656
EIN
132615557
DBA names
—

Economics

AUM
$3.42B
AUM band
$1B+
AUM trajectory
'25'26
$3.40B → $3.42B▲ +1%
Client mix
Individuals Other1,649
Corporations338
Pension Profit Sharing Plans30
Sovereign Wealth Funds1

Operations

Employees (total)
119
Advisory staff (per ADV)
107
Advisory staff (5-yr trend)
'25'26
100 advisors → 107 advisors▲ +7%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
jefferies.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JEFFERIES FINANCIAL GROUP INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
JEFFERIES FINANCIAL GROUP INC.
COLLYMORE, FRANKLYN, JOHNSON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
JEFFERIES.COM
Rdap Domain Creation Date
1996-05-03T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
10
Form 5500 Total Participants
7,212
Form 5500 Total Compensation
2,210,365
Form 5500 Compensation Trajectory 3y
20252,210,365
20240
Form 5500 Plan Count Trajectory 3y
20246
20254
Schedule C Total Compensation
2,210,365
Schedule C Service Provider Rows
10

SEC EDGAR

Edgar Cik
0001678209
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2016-06-27
Edgar Last Filing Date
2019-06-17
Edgar Form D Count
3
Edgar Form D Offerings
2019-06-172019-06-17 · 0001600167-19-000003
2018-06-122018-06-12 · 0001678209-18-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing7
E*trade4
Edgar Addresses
Mailing
C/O JEFFERIES INVESTMENT ADVISERS, LLC520 MADISON AVENUENEW YORK, NY 10022
Business
C/O JEFFERIES INVESTMENT ADVISERS, LLC520 MADISON AVENUENEW YORK, NY 10022
Edgar EIN
132615557
Edgar Recent Filings
D/A2019-06-17 · 0001600167-19-000003
D/A2018-06-12 · 0001678209-18-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-04T04:00:00Z
Rdap Domain Last Changed
2026-04-20T20:34:46Z
Rdap Nameservers
Drew.ns.cloudflare.comHadlee.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Trust Company Affiliate
Yes

People (56)

56
FRANKLYN JOHNSON COLLYMORE
Executive Officer · 2.5%
3237105
LAURIE R GOODMAN
Executive Officer · 2.5%
4747862
MICHAEL JOSEPH PAGANO
Executive Officer · 2.5%
2118227
ROBERT VINCENT PEYREIGNE
Executive Officer · 2.5%
1894632
LEVOVITZ, SONIA, HAN
Executive Officer · 2.5%
4607484
DAVID J NAGY
Executive Officer · 2.5%
4098404
Ava Jade Steiner
IAR
7758319
Vallerie Diaz
IAR
8023071
Emily Rosen
IAR
7582218
Lucia Uribe
IAR
7431332
Eric Platt
IAR
6085979
Calvin Reese Hyde
IAR
7540181
Nicholas Stephen Henderson
IAR
7663664
Thomas Frederick Savino
IAR
7921700
Javier Jose Torres Noriega
IAR
6207820
Kendra Rizkalla
IAR
7697124
Sean E Newman
IAR
6277206
Dillon Cade OBrien
IAR
7807250
Ryan James DeWalt
IAR
7682410
Thomas DeCicco
IAR
7127380
Christopher Suttner Martin
IAR
6124233
DAVID BRIAN GROSS
IAR
1173407
Pierfrancesco Servidio
IAR
7084336
John Howley
IAR
7624171
Mitchell Lui
IAR
7877200
Bryan Horst Pinedo
IAR
7666088
Luke William Fenker
IAR
7581316
Brittany Saunders
IAR
7115948
Caley Burke
IAR
6248564
ELIZABETH ANN FELL
IAR
2400828
SCOTT RICHARD HALL
IAR
4766678
RUTH MARICELA MEJIA
IAR
4918373
LEANDRO MILITITSKY
IAR
4874510
ODETTE AGUILA-CHACON
IAR
3061422
ALAN I WOLBERG
IAR
2093914
RENATO V ESTEFANO
IAR
5252944
Mohammed Asaduzzaman
IAR
6733516
MATTHEW DAVID KENNEDY
IAR
5672999
ROMEL REINALDO RODRIGUEZ
IAR
4431904
Denise Farlekas
IAR
6593070
Steven Robert Petrovich
IAR
6487543
JOSHUA DAVID RINKOV
IAR
2922396
SCOTT GEORGE SUSSMAN
IAR
2061974
JAMES MONEY READ
IAR
846274
JOSETTE EGAN
IAR
2636415
COOLEY KEEP FALES
IAR
2764859
KAREN BENA ARMSTRONG
IAR
2051124
JACQUELINE TOWNSEND
IAR
7525917
DAVID THOMAS WOOD
IAR
6415024
Marcela Cadavid Hallman
IAR
4706115
GEOFFREY CHAUSAR SCHICIANO
IAR
2371199
JOHN A SMIT
IAR
5972989
Ryan William Michaelsen
IAR
6593835
JAIME ANTONIO FALS
IAR
1875713
MORGAN CLARKE MCLANAHAN
IAR
1941362
ELI GELMAN
IAR
2905353