SourcingSourcing

FOREST CAPITAL OPERATING COMPANY LLC

B55
CRD 325514·SEC 801-127542·CONCORD, NC
AUM
$143.2M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$429K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOREST CAPITAL OPERATING COMPANY LLC
CRD
325514
SEC file #
801-127542
EIN
—
DBA names
Forest Capital

Economics

AUM
$143.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$134.3M → $143.2M▲ +7%
Client mix
Individuals Other85
Individuals High Net Worth67
Corporations2
Insurance Companies1

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
CONCORD NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
forestcapital.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Coulter, Dana
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Coulter, Dana
MCCLURE, CAREY, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FORESTCAPITAL.NET
Rdap Domain Creation Date
2003-11-26T13:14:23Z
Rdap Firm Age Years
23
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2851
Soi Zip Pct 200k Plus
0.0941
Soi Zip Returns 200k Plus
3,380
Soi Zip Total AGI
3,227,198
Fdic Zip Total Deposits
11,215,262,000
Fdic Zip Branch Count
219
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Truist Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Central Carolina Bank and Trust CompanyConcord, NC
Cabarrus Bank of North CarolinaConcord, NC
Fdic Zip HHI
1320.12
Fdic Zip Top Bank Share Pct
20.55
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-26T13:14:23Z
Rdap Domain Last Changed
2025-11-11T08:17:30Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI116,600
Returns9,030
Stub 2
AGI303,785
Returns8,220
Stub 3
AGI318,791
Returns5,180
Soi Zip Total Business Income
67,329
Soi Zip Total Cap Gains
143,916
Soi Zip Total Dividends
34,110
Soi Zip Total Returns
35,920
Top Owner CRD
7476307
Trust Company Affiliate
No

People (3)

3
MCCLURE, CAREY, DAVID
IAR · Direct Owner · 37.5%
4194240
TRIANTAFYLLIDES, DIMITRI
IAR · Direct Owner · 37.5%
1977283
Coulter, Dana
Direct Owner · 37.5%
7476307