SourcingSourcing

AMPLIFY FINANCIAL, LLC

B50
CRD 325721·SEC 801-128942·SCOTTSDALE, AZ
AUM
$230.7M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$692K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AMPLIFY FINANCIAL, LLC
CRD
325721
SEC file #
801-128942
EIN
—
DBA names
—

Economics

AUM
$230.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$268.8M → $230.7M▼ -14%
Client mix
Individuals Other1,017
Individuals High Net Worth584

Operations

Employees (total)
7
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
Other Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AMPLIFY VENTURES GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
AMPLIFY VENTURES GROUP, LLC
BRODT, AARON, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Pershing4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (8)

8
HATFIELD, DAVID, T.
IAR · Executive Officer · 2.5%
6196051
Aaron Brodt
Executive Officer · 2.5%
5017914
Garcia, Peggy, Jolen
Executive Officer · 2.5%
5041087
Brodt, Heidi, Maria
Executive Officer · 2.5%
6671739
Rowley, Jason, Charles
Executive Officer · 2.5%
8069047
Kodi Alexander Thruston
IAR
7030794
William Payton Bayuk
IAR
6452377
CLAUDIU A. BARBOS
IAR
4032087