SourcingSourcing

NAVIGATE FINANCIAL LLC

C49
CRD 325945·SEC 801-128078·SALT LAKE CITY, UT
AUM
$337.9M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NAVIGATE FINANCIAL LLC
CRD
325945
SEC file #
801-128078
EIN
—
DBA names
—

Economics

AUM
$337.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$300.2M → $337.9M▲ +13%
Client mix
Individuals Other115
Pension Profit Sharing Plans38
Individuals High Net Worth6
Corporations2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
SALT LAKE CITY UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
linkedin.com/company/navigate-financial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DRIGGS, BENJAMIN, WEST
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DRIGGS, BENJAMIN, WEST
SMITH, TIFFANY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:navigate.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
98,695
Form 5500 Compensation Trajectory 3y
202598,695
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
98,695
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3153
Soi Zip Pct 200k Plus
0.1355
Soi Zip Returns 200k Plus
1,680
Soi Zip Total AGI
2,102,072
Fdic Zip Total Deposits
14,381,550,000
Fdic Zip Branch Count
255
Fdic Zip Top Banks
Zions First National Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Key Bank of UtahSalt Lake City, UT
First Security Bank of Utah, National AssociationSalt Lake County, UT
Fdic Zip HHI
1371.5
Fdic Zip Top Bank Share Pct
24.27
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI33,412
Returns2,780
Stub 2
AGI93,305
Returns2,510
Stub 3
AGI118,524
Returns1,920
Soi Zip Total Business Income
32,998
Soi Zip Total Cap Gains
417,904
Soi Zip Total Dividends
101,717
Soi Zip Total Returns
12,400
Top Owner CRD
4558106
Trust Company Affiliate
No

People (3)

3
DRIGGS, BENJAMIN, WEST
IAR · Direct Owner · 62.5%
4558106
SMITH, TIFFANY
Direct Owner · 62.5%
7237701
DENNIS MILTON BASSETT
IAR
7117902