SourcingSourcing

SUNRISE FINANCIAL SERVICES LLC

B53
CRD 325955·SEC 801-132461·BURIEN, WA
AUM
$151.2M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$454K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUNRISE FINANCIAL SERVICES LLC
CRD
325955
SEC file #
801-132461
EIN
271386799
DBA names
—

Economics

AUM
$151.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$137.6M → $151.2M▲ +10%
Client mix
Individuals Other240
Individuals High Net Worth31

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
BURIEN WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/15/2026
ADV-W filed at
—
Website
instagram.com/sunrisefinancialservices(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAMMOND, JANICE, JOSEPHINE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
HAMMOND, JANICE, JOSEPHINE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002110891
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-11
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0002110891-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3968
Soi Zip Pct 200k Plus
0.1722
Soi Zip Returns 200k Plus
1910
Soi Zip Total AGI
1,456,369
Fdic Zip Total Deposits
17,002,660,000
Fdic Zip Branch Count
198
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
431 SW AMBAUM BOULEVARDBURIEN, WA 98166
Business
431 SW AMBAUM BOULEVARDBURIEN, WA 98166
Edgar EIN
271386799
Edgar Recent Filings
13F-HR2026-04-29 · 0002110891-26-000002
13F-HR2026-02-11 · 0002110891-26-000001
Fdic Zip Branches Raw
Key Bank of WashingtonBurien, WA
Key Bank of WashingtonBurien, WA
Fdic Zip HHI
1400.91
Fdic Zip Top Bank Share Pct
29.32
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI23,939
Returns1,990
Stub 2
AGI69,144
Returns1,840
Stub 3
AGI103,264
Returns1,670
Soi Zip Total Business Income
45,960
Soi Zip Total Cap Gains
92,391
Soi Zip Total Dividends
44,860
Soi Zip Total Returns
11,090
Top Owner CRD
5623949
Trust Company Affiliate
No

People (3)

3
HAMMOND, JANICE, JOSEPHINE
IAR · Direct Owner · 87.5%
5623949
Jason P Houghton
IAR
4540207
Shelly M Maas
IAR
2750543