SourcingSourcing

BARRETT UPTON CAPITAL PARTNERS LLC

C35
CRD 326104·SEC 801-127797·LAKE FOREST, IL
AUM
$182.3M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$547K
@ 30% margin
Est. Deal Value
$4.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BARRETT UPTON CAPITAL PARTNERS LLC
CRD
326104
SEC file #
801-127797
EIN
393574881
DBA names
Barrett Upton Capital Partners

Economics

AUM
$182.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$117.1M → $182.3M▲ +56%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
5 advisors → 6 advisors▲ +20%
Primary office
LAKE FOREST IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
barrettupton.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CRESCENT GROVE HOLDINGS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
CRESCENT GROVE HOLDINGS, LLC
KREI, ANDREW, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BARRETTUPTON.COM
Rdap Domain Creation Date
2023-04-21T15:54:49Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002081417
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2025-08-13
Edgar Last Filing Date
2026-03-27
Edgar Form D Count
2
Edgar Form D Offerings
2026-03-272026-03-27 · 0002081417-26-000001
2025-08-132025-08-13 · 0002081417-25-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.608
Soi Zip Pct 200k Plus
0.4426
Soi Zip Returns 200k Plus
4,550
Soi Zip Total AGI
6,753,736
Fdic Zip Total Deposits
106,288,644,000
Fdic Zip Branch Count
396
Fdic Zip Top Banks
Lake Forest Bank & Trust Company, National Association
Lake Forest Bank and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity9
E*trade4
Edgar Addresses
Mailing
300 BARR HARBOR DRIVESUITE 260WEST CONSHOHOCKEN, PA 19428
Business
300 BARR HARBOR DRIVESUITE 260WEST CONSHOHOCKEN, PA 19428
Edgar EIN
393574881
Edgar Recent Filings
D/A2026-03-27 · 0002081417-26-000001
D2025-08-13 · 0002081417-25-000001
Fdic Zip Branches Raw
First Midwest Bank, National AssociationLake Forest, IL
Lake Forest Bank and Trust CompanyLake Forest, IL
Fdic Zip HHI
1898.3
Fdic Zip Top Bank Share Pct
32.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-21T15:54:49Z
Rdap Domain Last Changed
2026-04-22T17:31:30Z
Rdap Nameservers
Ns1-08.azure-dns.comNs2-08.azure-dns.netNs3-08.azure-dns.orgNs4-08.azure-dns.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI17,638
Returns1,930
Stub 2
AGI29,013
Returns780
Stub 3
AGI44,434
Returns710
Soi Zip Total Business Income
134,129
Soi Zip Total Cap Gains
975,073
Soi Zip Total Dividends
449,757
Soi Zip Total Returns
10,280
Trust Company Affiliate
No

People (5)

5
KREI, ANDREW, SCOTT
Direct Owner · 17.5%
5967208
SCHMITZ, ERIC, R
Direct Owner · 7.5%
6482418
KEEVINS, DAVID, SCOTT
Executive Officer · 2.5%
2194433
KOCHANSKI, NICHOLAS, HENRY
Executive Officer · 2.5%
4608208
WATKINS, ELIZABETH, ANNE
Executive Officer · 2.5%
2272542