LEGACY WEALTH ADVISORS, LLC

CRD

326117

SEC file #

801-128702

EIN

300884473

DBA names

—

Economics

AUM

$922.8M

AUM band

$500M-$1B

AUM trajectory

'25 · $348.0M

'26 · $922.8M

'25'26

$348.0M → $922.8M▲ +165%

sec adv history

Client mix

Individuals High Net Worth	16
Individuals Other	4

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 3 advisors

'26 · 5 advisors

'25'26

3 advisors → 5 advisors▲ +67%

sec adv history

Primary office

NORTH MIAMI BEACH FL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/30/2026

ADV-W filed at

—

Website

lwgadvisors.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BETAJAX, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

BETAJAX, LLC

LEGACY EF HOLDCO. I, INC.

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

LWGADVISORS.COM

Rdap Domain Creation Date

2015-10-19T14:21:54Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002111463

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-02-17

Edgar Last Filing Date

2026-05-06

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-06

Accession0002111463-26-000003

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Pershing	4
Goldman Sachs	4
E*trade	4
Jpmorgan	2

adv brochure

Edgar Addresses

Mailing

3323 NE 163RD STREETSUITE 402NORTH MIAMI BEACH, FL 33160

Business

3323 NE 163RD STREETSUITE 402NORTH MIAMI BEACH, FL 33160

Edgar EIN

300884473

Edgar Recent Filings

13F-HR2026-05-06 · 0002111463-26-000003

13F-HR2026-02-17 · 0002111463-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2030-10-19T14:21:54Z

Rdap Domain Last Changed

2025-10-20T14:31:41Z

Rdap Nameservers

Ns27.domaincontrol.comNs28.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Active

Trust Company Affiliate