SourcingSourcing

TRINITY CAPITAL ADVISER LLC

C38
CRD 326133·SEC 801-129747·PHOENIX, AZ
AUM
$157.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$473K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRINITY CAPITAL ADVISER LLC
CRD
326133
SEC file #
801-129747
EIN
413978785
DBA names
—

Economics

AUM
$157.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$75.2M → $157.6M▲ +110%
Client mix
Business Devel Companies1
Pooled Investment Vehicles1

Operations

Employees (total)
106
Advisory staff (per ADV)
66
Advisory staff (5-yr trend)
'25'26
61 advisors → 66 advisors▲ +8%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/trinity-capital-inc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRINITY CAPITAL INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
TRINITY CAPITAL INC.
Brown, Kyle, Steven
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002116497
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-03-10
Edgar Last Filing Date
2026-03-10
Edgar Form D Count
1
Edgar Form D Offerings
2026-03-102026-03-10 · 0002116497-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2449
Soi Zip Pct 200k Plus
0.0835
Soi Zip Returns 200k Plus
450
Soi Zip Total AGI
524,842
Fdic Zip Total Deposits
348,111,116,000
Fdic Zip Branch Count
282
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Western Alliance Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
1N 1ST STREETSUITE 302PHOENIX, AZ 85004
Business
1N 1ST STREETSUITE 302PHOENIX, AZ 85004
Edgar EIN
413978785
Edgar Recent Filings
D2026-03-10 · 0002116497-26-000001
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationPhoenix, AZ
Bank One, Arizona, National AssociationPhoenix, AZ
Fdic Zip HHI
2480.1
Fdic Zip Top Bank Share Pct
31.8
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI13,813
Returns1,090
Stub 2
AGI45,629
Returns1,210
Stub 3
AGI68,407
Returns1,110
Soi Zip Total Business Income
16,668
Soi Zip Total Cap Gains
21,230
Soi Zip Total Dividends
17,364
Soi Zip Total Returns
5,390
Trust Company Affiliate
No

People (5)

5
Brown, Kyle, Steven
Executive Officer · 2.5%
7740054
Harder, Gerald
Executive Officer · 2.5%
8063089
Kundich, Ronald
Executive Officer · 2.5%
8063086
Stanton, Sarah
Executive Officer · 2.5%
7740062
Testa, Michael
Executive Officer · 2.5%
7740064