SourcingSourcing

THE PINES WEALTH MANAGEMENT, LLC

B54
CRD 326353·SEC 801-129712·SOUTHERN PINES, NC
AUM
$485.9M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE PINES WEALTH MANAGEMENT, LLC
CRD
326353
SEC file #
801-129712
EIN
—
DBA names
—

Economics

AUM
$485.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$419.5M → $485.9M▲ +16%
Client mix
Individuals High Net Worth144
Individuals Other118

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SOUTHERN PINES NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
thepineswealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEVILLE, HOWELL, EVANS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
NEVILLE, HOWELL, EVANS
ROBINSON, MICHELLE, CRANDALL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THEPINESWEALTH.COM
Rdap Domain Creation Date
2023-11-30T16:22:50Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3411
Soi Zip Pct 200k Plus
0.1145
Soi Zip Returns 200k Plus
890
Soi Zip Total AGI
889,919
Fdic Zip Total Deposits
21,757,309,000
Fdic Zip Branch Count
363
Fdic Zip Top Banks
First Bank
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanySouthern Pines, NC
United Carolina BankSouthern Pines, NC
Fdic Zip HHI
1624.5
Fdic Zip Top Bank Share Pct
35.28
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-11-30T16:22:50Z
Rdap Domain Last Changed
2023-11-30T16:22:50Z
Rdap Nameservers
Ns1.systemdns.comNs2.systemdns.comNs3.systemdns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI23,216
Returns1,850
Stub 2
AGI50,338
Returns1,390
Stub 3
AGI64,488
Returns1,050
Soi Zip Total Business Income
28,479
Soi Zip Total Cap Gains
117,043
Soi Zip Total Dividends
43,400
Soi Zip Total Returns
7,770
Top Owner CRD
2404560
Trust Company Affiliate
No

People (2)

2
NEVILLE, HOWELL, EVANS
IAR · Direct Owner · 87.5%
2404560
ROBINSON, MICHELLE, CRANDALL
IAR · Direct Owner · 17.5%
6434226