SourcingSourcing

BELL CITY WEALTH, INC.

B59
CRD 326354·SEC 801-128174·HILLSBORO, OH
AUM
$163.3M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$490K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BELL CITY WEALTH, INC.
CRD
326354
SEC file #
801-128174
EIN
—
DBA names
—

Economics

AUM
$163.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$150.8M → $163.3M▲ +8%
Client mix
Individuals Other304
Individuals High Net Worth33
Corporations9
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
2 advisors → 1 advisors▼ -50%
Primary office
HILLSBORO OH
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingPublication of periodicals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
bellcitywealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARROLL, RICHARD, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CARROLL, RICHARD, ALAN
YOUNG, DENISE, MICHELLE
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BELLCITYWEALTH.COM
Rdap Domain Creation Date
2025-12-09T17:01:07Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1365
Soi Zip Pct 200k Plus
0.0185
Soi Zip Returns 200k Plus
190
Soi Zip Total AGI
568,040
Fdic Zip Total Deposits
49,445,095,000
Fdic Zip Branch Count
322
Fdic Zip Top Banks
NATIONAL COOPERATIVE BANK, N.A.
NCB, FSB

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
The Fifth Third Bank of Southern OhioHillsboro, OH
The Fifth Third Bank of Southern OhioHillsboro, OH
Fdic Zip HHI
2277.06
Fdic Zip Top Bank Share Pct
37.72
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-09T17:01:07Z
Rdap Domain Last Changed
2025-12-09T17:01:07Z
Rdap Nameservers
Ns1.markmonitor.comNs2.markmonitor.comNs3.markmonitor.comNs4.markmonitor.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI39,182
Returns3,070
Stub 2
AGI111,748
Returns3,030
Stub 3
AGI110,138
Returns1,790
Soi Zip Total Business Income
29,880
Soi Zip Total Cap Gains
17,241
Soi Zip Total Dividends
8,011
Soi Zip Total Returns
10,260
Top Owner CRD
5994048
Trust Company Affiliate
No

People (2)

2
CARROLL, RICHARD, ALAN
IAR · Direct Owner · 87.5%
5994048
YOUNG, DENISE, MICHELLE
Executive Officer · 2.5%
4493163