SourcingSourcing

FORM WEALTH ADVISORS, LLC

C37
CRD 326519·SEC 801-131059·LAKE GENEVA, WI
AUM
$1.06B
$1B+
Est. Revenue
$10.6M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FORM WEALTH ADVISORS, LLC
CRD
326519
SEC file #
801-131059
EIN
464453825
DBA names
—

Economics

AUM
$1.06B
AUM band
$1B+
AUM trajectory
'25'26
$932.3M → $1.06B▲ +13%
Client mix
Individuals Other629
Individuals High Net Worth142
Charitable Organizations14
Pension Profit Sharing Plans7
Business Devel Companies2

Operations

Employees (total)
16
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'25'26
7 advisors → 8 advisors▲ +14%
Primary office
LAKE GENEVA WI
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
instagram.com/formwealthadvisors(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FORM WEALTH HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FORM WEALTH HOLDINGS, LLC
COCHENOUR, KIMBERLY, SUSAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:form.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002053294
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2025-04-23
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
4
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0002085853-26-000363

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2836
Soi Zip Pct 200k Plus
0.1045
Soi Zip Returns 200k Plus
980
Soi Zip Total AGI
1,133,129
Fdic Zip Total Deposits
12,368,408,000
Fdic Zip Branch Count
256
Fdic Zip Top Banks
First Banking Center
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
431 GENEVA NATIONAL AVE SLAKE GENEVA, WI 53147
Business
431 GENEVA NATIONAL AVE SLAKE GENEVA, WI 53147
Edgar EIN
464453825
Edgar Recent Filings
13F-HR2026-04-13 · 0002085853-26-000363
13F-HR2026-01-28 · 0002085853-26-000123
Fdic Zip Branches Raw
Firstar Bank Lake Geneva, National AssociationLake Geneva, WI
Advantage Bank, F.S.B.Lake Geneva, WI
Fdic Zip HHI
740.18
Fdic Zip Top Bank Share Pct
14.5
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,214
Returns2,410
Stub 2
AGI77,966
Returns2,100
Stub 3
AGI79,713
Returns1,300
Soi Zip Total Business Income
28,306
Soi Zip Total Cap Gains
82,220
Soi Zip Total Dividends
48,167
Soi Zip Total Returns
9,380
Trust Company Affiliate
No

People (9)

9
RAY, TYSON, JON
IAR · Executive Officer · 2.5%
3005591
COCHENOUR, KIMBERLY, SUSAN
Executive Officer · 2.5%
7173533
William Robert Lauderdale
IAR
7546135
Jackson Charles Burk
IAR
8218728
Adam Michael Kierzek
IAR
7537426
Jesse Schrock
IAR
7407967
LUCAS DAVID KUCHENBERG
IAR
3020577
Brayden Chad Zettle
IAR
7436171
Tyler William Rima
IAR
7971421