SourcingSourcing

POINTER FINANCIAL ADVISORS LLC

B53
CRD 326745·SEC 801-128061·COLUMBIA, MD
AUM
$176.4M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$529K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POINTER FINANCIAL ADVISORS LLC
CRD
326745
SEC file #
801-128061
EIN
—
DBA names
—

Economics

AUM
$176.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$139.4M → $176.4M▲ +27%
Client mix
Individuals Other96
Individuals High Net Worth61
Other3

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
COLUMBIA MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
pointeradvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MUDD, TIMOTHY, NICHOLAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MUDD, TIMOTHY, NICHOLAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
POINTERADVISORS.COM
Rdap Domain Creation Date
2023-04-06T02:42:23Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3958
Soi Zip Pct 200k Plus
0.1511
Soi Zip Returns 200k Plus
3,450
Soi Zip Total AGI
2,608,916
Fdic Zip Total Deposits
27,696,340,000
Fdic Zip Branch Count
416
Fdic Zip Top Banks
Bank of America, National Association
The Columbia Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Signet Bank-MarylandColumbia, MD
NationsBank, National AssociationColumbia, MD
Fdic Zip HHI
1169.26
Fdic Zip Top Bank Share Pct
24.07
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-06T02:42:23Z
Rdap Domain Last Changed
2025-04-06T11:53:32Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,951
Returns4,700
Stub 2
AGI131,310
Returns3,540
Stub 3
AGI190,074
Returns3,060
Soi Zip Total Business Income
73,328
Soi Zip Total Cap Gains
96,386
Soi Zip Total Dividends
62,111
Soi Zip Total Returns
22,840
Top Owner CRD
2521026
Trust Company Affiliate
No

People (2)

2
MUDD, TIMOTHY, NICHOLAS
IAR · Direct Owner · 87.5%
2521026
JARON BEACH
IAR
6876719