SourcingSourcing

33 CAPITAL MANAGEMENT LLC

C44
CRD 326780·SEC 801-128177·GREENWICH, CT
AUM
$112.7M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$338K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
33 CAPITAL MANAGEMENT LLC
CRD
326780
SEC file #
801-128177
EIN
843406347
DBA names
—

Economics

AUM
$112.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$97.1M → $112.7M▲ +16%
Client mix
Individuals High Net Worth2
Pooled Investment Vehicles2
Corporations2
Other Investment Advisers1

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
6 advisors → 6 advisors▬ 0%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
33capitalmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
33 CAPITAL MANAGEMENT LTD.
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
3
Control Persons
33 CAPITAL MANAGEMENT LTD.
ANKER, PHILIP, ALEXANDER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
33CAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2018-02-27T14:27:00Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001793254
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2020-05-12
Edgar Last Filing Date
2021-05-05
Edgar Form D Count
2
Edgar Form D Offerings
2021-05-052021-05-05 · 0001793254-21-000001
2020-05-122020-05-12 · 0001793254-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Goldman Sachs6
Jpmorgan6
E*trade4
Morgan Stanley3
Northern Trust2
Edgar Addresses
Mailing
29333 SW TOWN CENTER LOOP E #546WILSONVILLE, OR 97070
Business
1650 MERIDIAN DRIVEWOODBURN, OR 97071
Edgar EIN
843406347
Edgar Recent Filings
D/A2021-05-05 · 0001793254-21-000001
D2020-05-12 · 0001793254-20-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-27T14:27:00Z
Rdap Domain Last Changed
2026-02-28T14:32:19Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
ZUAITER, ABBAS, F
IAR · Executive Officer · 2.5%
1719768
PHILIP ALEXANDER ANKER
Executive Officer · 2.5%
2996950