SourcingSourcing

FLOATING CAPITAL MANAGEMENT LP

C14
CRD 326867·SEC 802-132650·BURLINGAME, CA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FLOATING CAPITAL MANAGEMENT LP
CRD
326867
SEC file #
802-132650
EIN
—
DBA names
Floating Capital Management Lp

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
BURLINGAME CA
Branches
Count1

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GUPTA, GAURAV, NMN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GUPTA, GAURAV, NMN
FLOATING CAPITAL (GP) LLC
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3784
Soi Zip Pct 200k Plus
0.1538
Soi Zip Returns 200k Plus
3,370
Soi Zip Total AGI
2,560,262
Fdic Zip Total Deposits
31,417,297,000
Fdic Zip Branch Count
184
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley9
Goldman Sachs6
Northern Trust2
Fdic Zip Branches Raw
Home Savings of America, FSBSan Bruno, CA
First National Bank of Daly CitySan Bruno, CA
Fdic Zip HHI
1443.66
Fdic Zip Top Bank Share Pct
25.8
Fdic Zip Year
2025
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI48,974
Returns4,080
Stub 2
AGI134,526
Returns3,600
Stub 3
AGI210,620
Returns3,390
Soi Zip Total Business Income
65,399
Soi Zip Total Cap Gains
94,623
Soi Zip Total Dividends
32,429
Soi Zip Total Returns
21,910
Top Owner CRD
5804697

People (1)

1
GUPTA, GAURAV, NMN
Direct Owner · 87.5%
5804697