SourcingSourcing

GGM FINANCIAL LLC

C36
CRD 327008·SEC 801-128663·COLUMBUS, OH
AUM
$513.0M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GGM FINANCIAL LLC
CRD
327008
SEC file #
801-128663
EIN
823361524
DBA names
—

Economics

AUM
$513.0M
AUM band
$500M-$1B
AUM trajectory
'25'26
$425.7M → $513.0M▲ +20%
Client mix
Individuals Other260
Individuals High Net Worth151
Corporations9
Pension Profit Sharing Plans2
Charitable Organizations1

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'25'26
6 advisors → 6 advisors▬ 0%
Primary office
COLUMBUS OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREEN, AARON, BRADY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
GREEN, AARON, BRADY
BAUMAN, KAREN, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002021722
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-07-30
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0002021722-26-000004
Edgar Former Names
GGM Financials LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
2492 W. DUBLIN GRANVILLE RDCOLUMBUS, OH 43235
Business
2492 W. DUBLIN GRANVILLE RDCOLUMBUS, OH 43235
Edgar EIN
823361524
Edgar Recent Filings
13F-HR2026-05-12 · 0002021722-26-000004
13F-HR2026-02-04 · 0002021722-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5205774
Trust Company Affiliate
No

People (7)

7
GREEN, AARON, BRADY
IAR · Direct Owner · 87.5%
5205774
BAUMAN, KAREN, MARIE
IAR · Direct Owner · 17.5%
5697978
COLLINS, MATTHEW, TIMOTHY
IAR · Direct Owner · 17.5%
5920146
Kent Dillon Keister
Executive Officer · 2.5%
4696243
Christopher Brewster
IAR
2470914
MIKHAIL POLTYREV
IAR
5742709
LUKE SCOTT
IAR
7537050