SourcingSourcing

ACCESS CAPITAL, LLC

C48
CRD 327013·SEC 801-135833·WICHITA, KS
AUM
$105.6M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$317K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ACCESS CAPITAL, LLC
CRD
327013
SEC file #
801-135833
EIN
000000000
DBA names
—

Economics

AUM
$105.6M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth21
Individuals Other18

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
WICHITA KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
accesscapitaladvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPENCER, SEAN, RANDALL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SPENCER, SEAN, RANDALL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ACCESSCAPITALADVISORS.COM
Rdap Domain Creation Date
2023-03-24T18:22:47Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001690703
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-11-29
Edgar Last Filing Date
2016-11-29
Edgar Form D Count
1
Edgar Form D Offerings
2016-11-292016-11-29 · 0001690703-16-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0459
Soi Zip Pct 200k Plus
0.0047
Soi Zip Returns 200k Plus
40
Soi Zip Total AGI
330,194
Fdic Zip Total Deposits
2,536,214,000
Fdic Zip Branch Count
105
Fdic Zip Top Banks
Emprise Bank
Commerce Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab5
E*trade4
Edgar Addresses
Mailing
4228 N. CENTRAL EXPY.SUITE 370DALLAS, TX 75206
Business
4228 N. CENTRAL EXPY.SUITE 370DALLAS, TX 75206
Edgar EIN
000000000
Edgar Recent Filings
D2016-11-29 · 0001690703-16-000001
Fdic Zip Branches Raw
Emprise BankWichita, KS
Bank IV Kansas, National AssociationWichita, KS
Fdic Zip HHI
2722.31
Fdic Zip Top Bank Share Pct
41.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-03-24T18:22:47Z
Rdap Domain Last Changed
2025-02-22T19:36:10Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,040
Returns3,280
Stub 2
AGI109,370
Returns3,030
Stub 3
AGI80,060
Returns1,320
Soi Zip Total Business Income
11,139
Soi Zip Total Cap Gains
2,699
Soi Zip Total Dividends
1,057
Soi Zip Total Returns
8,490
Top Owner CRD
5622254
Trust Company Affiliate
No

People (1)

1
SPENCER, SEAN, RANDALL
IAR · Direct Owner · 87.5%
5622254