SourcingSourcing

SOUND ADVICE FINANCIAL INC.

C26
CRD 327104·SEC 801-128224·BANNOCKBURN, IL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SOUND ADVICE FINANCIAL INC.
CRD
327104
SEC file #
801-128224
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
13
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BANNOCKBURN IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
Other Compensation

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
soundadvice.ai

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TA'DA VENTURE STUDIO
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
TA'DA VENTURE STUDIO
LYON, DAVID, JUSTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
soundadvice.ai
Rdap Domain Creation Date
2021-12-18T01:12:10Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5244
Soi Zip Pct 200k Plus
0.3259
Soi Zip Returns 200k Plus
4,400
Soi Zip Total AGI
3,861,118
Fdic Zip Total Deposits
55,537,469,000
Fdic Zip Branch Count
428
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
National City Bank of the Midwest

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBDeerfield, IL
Devon BankDeerfield, IL
Fdic Zip HHI
965.91
Fdic Zip Top Bank Share Pct
15.82
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-18T01:12:10Z
Rdap Domain Last Changed
2026-02-01T01:12:18.387Z
Rdap Nameservers
Ns-1973.awsdns-54.co.ukNs-81.awsdns-10.comNs-994.awsdns-60.netNs-1451.awsdns-53.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI26,712
Returns2,860
Stub 2
AGI51,198
Returns1,370
Stub 3
AGI74,313
Returns1,200
Soi Zip Total Business Income
130,985
Soi Zip Total Cap Gains
648,197
Soi Zip Total Dividends
203,313
Soi Zip Total Returns
13,500
Trust Company Affiliate
No

People (1)

1
DAVID JUSTIN LYON
Executive Officer · 2.5%
5694691