SourcingSourcing

SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC

C29
CRD 327151·SEC 801-128290·ARMONK, NY
AUM
$283.0M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$849K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLC
CRD
327151
SEC file #
801-128290
EIN
931504393
DBA names
Silverberg Bernstein Capital Management

Economics

AUM
$283.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$173.4M → $283.0M▲ +63%
Client mix
Individuals Other98
Individuals High Net Worth33
Pension Profit Sharing Plans2
Investment Companies1
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
ARMONK NY
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERNSTEIN, JEFFREY, MILTON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BERNSTEIN, JEFFREY, MILTON
SILVERBERG, IRWIN, WARREN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002007880
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2024-01-17
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0002007880-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
4 MILLER CIRCLEARMONK, NY 10504
Business
4 MILLER CIRCLEARMONK, NY 10504
Edgar EIN
931504393
Edgar Recent Filings
13F-HR2026-04-16 · 0002007880-26-000003
SCHEDULE 13G/A2026-02-17 · 0002007880-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2717893
Trust Company Affiliate
No

People (3)

3
SILVERBERG, IRWIN, WARREN
IAR · Direct Owner · 62.5%
424011
BERNSTEIN, JEFFREY, MILTON
IAR · Direct Owner · 62.5%
2717893
MARITZA CALDERON
Executive Officer · 2.5%
4252075