SourcingSourcing

APFORIA LTD

C38
CRD 327176·SEC 801-128361·VIRGINIA BEACH, VA
AUM
$101.9M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$306K
@ 30% margin
Est. Deal Value
$2.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APFORIA LTD
CRD
327176
SEC file #
801-128361
EIN
—
DBA names
Apforia

Economics

AUM
$101.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$96.3M → $101.9M▲ +6%
Client mix
Individuals Other312
Individuals High Net Worth56
Pension Profit Sharing Plans17

Operations

Employees (total)
20
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'25'26
10 advisors → 11 advisors▲ +10%
Primary office
VIRGINIA BEACH VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
apforia.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Allen, Paul, David
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Allen, Paul, David
GILLESPIE, SEAN, C
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
APFORIA.COM
Rdap Domain Creation Date
2023-05-01T14:16:39Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
Launchpad.com Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
Lpl Financial1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-05-01T14:16:39Z
Rdap Domain Last Changed
2026-04-16T07:47:05Z
Rdap Nameservers
Hgns1.hostgator.comHgns2.hostgator.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
6582946
Trust Company Affiliate
No

People (11)

11
Allen, Paul, David
IAR · Direct Owner · 37.5%
6582946
Ross, Adrienne, Gail
IAR · Direct Owner · 37.5%
7089842
GILLESPIE, SEAN, C
IAR · Direct Owner · 37.5%
6036446
Michael Hunsberger
IAR
7426420
Angela Marie Ramirez Cloe
IAR
8185498
Leo Somera
IAR
8240588
Jon Joseph Belajac
IAR
8252182
AMY SUSAN KING
IAR
7160782
GREGORY M YOUNG
IAR
6389162
REBECCA ELIZABETH MEATS
IAR
7092772
Joseph Donald Brown
IAR
7716474