SourcingSourcing

THIRD GEAR CAPITAL MANAGEMENT LP

B52
CRD 327316·SEC 801-133805·HOUSTON, TX
AUM
$115.7M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$347K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THIRD GEAR CAPITAL MANAGEMENT LP
CRD
327316
SEC file #
801-133805
EIN
931762263
DBA names
—

Economics

AUM
$115.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$115.7M → $115.7M▬ 0%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
thirdgearinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SIMON, SHELDON, NORMAN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
SIMON, SHELDON, NORMAN
HAVENS, DAVID, STOCKDALE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THIRDGEARINVESTMENTS.COM
Rdap Domain Creation Date
2023-02-01T19:16:15Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001984276
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-07-10
Edgar Last Filing Date
2025-07-09
Edgar Form D Count
3
Edgar Form D Offerings
2025-07-092025-07-09 · 0001984276-25-000002
2024-07-092024-07-09 · 0001984276-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
4306 YOAKUM BLVD.SUITE 475HOUSTON, TX 77006
Business
4306 YOAKUM BLVD.SUITE 475HOUSTON, TX 77006
Edgar EIN
931762263
Edgar Recent Filings
D/A2025-07-09 · 0001984276-25-000002
D/A2024-07-09 · 0001984276-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-01T19:16:15Z
Rdap Domain Last Changed
2025-08-15T15:25:09Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6172350
Trust Company Affiliate
No

People (4)

4
SIMON, SHELDON, NORMAN
Direct Owner · 62.5%
6172350
DAVID STOCKDALE HAVENS
Direct Owner · 37.5%
3011072
MAGILL, ALBERT, EVERETT
Executive Officer · 2.5%
8067649
CONNALLY, JOHN, BOWDEN
Executive Officer · 2.5%
8104092