RICHMOND INVESTMENT SERVICES LLC

B54
CRD 327451·SEC 801-129477·MEQUON, WI
AUM
$453.2M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RICHMOND INVESTMENT SERVICES LLC
CRD
327451
SEC file #
801-129477
EIN
205760790
DBA names

Economics

AUM
$453.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$393.5M → $453.2M▲ +15%
Client mix
Individuals Other484
Individuals High Net Worth393
Charitable Organizations7
Corporations4
Pension Profit Sharing Plans2

Operations

Employees (total)
13
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'25'26
13 advisors → 13 advisors▬ 0%
Primary office
MEQUON WI
Branches

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICHMOND, MATTHEW, RILEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
RICHMOND, MATTHEW, RILEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:richmond.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002031991
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-19
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0002085853-26-000531

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5154
Soi Zip Pct 200k Plus
0.273
Soi Zip Returns 200k Plus
800
Soi Zip Total AGI
718,827

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
14
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
7702 W MEQUON RDMEQUON, WI 53097
Business
7702 W MEQUON RDMEQUON, WI 53097
Edgar EIN
205760790
Edgar Recent Filings
13F-HR2026-04-29 · 0002085853-26-000531
13F-HR2026-02-12 · 0002085853-26-000262
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI5,691
Returns560
Stub 2
AGI12,045
Returns320
Stub 3
AGI17,488
Returns280
Soi Zip Total Business Income
14,327
Soi Zip Total Cap Gains
61,941
Soi Zip Total Dividends
35,926
Soi Zip Total Returns
2,930
Top Owner CRD
2729015
Trust Company Affiliate
No