SourcingSourcing

CAZ INVESTMENTS REGISTERED ADVISER LLC

C27
CRD 327614·SEC 801-128764·HOUSTON, TX
AUM
$540.6M
$500M-$1B
Est. Revenue
$5.4M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAZ INVESTMENTS REGISTERED ADVISER LLC
CRD
327614
SEC file #
801-128764
EIN
—
DBA names
—

Economics

AUM
$540.6M
AUM band
$500M-$1B
AUM trajectory
'25'26
$179.9M → $540.6M▲ +201%
Client mix
Investment Companies1

Operations

Employees (total)
83
Advisory staff (per ADV)
68
Advisory staff (5-yr trend)
'25'26
56 advisors → 68 advisors▲ +21%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAZ INVESTMENTS L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
CAZ INVESTMENTS L.P.
MASSEY, ISAIAH, LUKE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
113931
Trust Company Affiliate
No

People (4)

4
CAZ INVESTMENTS L.P.
Direct Owner · 87.5%
113931
ZOOK, CHRISTOPHER, ALAN
IAR · Executive Officer · 2.5%
2125318
MASSEY, ISAIAH, LUKE
Executive Officer · 2.5%
6460251
LONG, JUSTIN, TYLER
Executive Officer · 2.5%
7703113