SourcingSourcing

PRAIRIEVIEW WEALTH PARTNERS, LLC

C41
CRD 327974·SEC 801-128680·FRANKFORT, IL
AUM
$207.5M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$622K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRAIRIEVIEW WEALTH PARTNERS, LLC
CRD
327974
SEC file #
801-128680
EIN
933524634
DBA names
Prairieview Wealth & Tax Advisors

Economics

AUM
$207.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$163.7M → $207.5M▲ +27%
Client mix
Individuals Other213
Individuals High Net Worth75

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
FRANKFORT IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
youtube.com/channel/uc8pdwf43i55uhtizd9nit2q

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
REGAN, TIMOTHY, ALLEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
REGAN, TIMOTHY, ALLEN
MCCARTHY, MICHELLE, ANNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002011194
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2024-02-08
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001765380-26-000149

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4418
Soi Zip Pct 200k Plus
0.1877
Soi Zip Returns 200k Plus
3,110
Soi Zip Total AGI
2,448,962
Fdic Zip Total Deposits
30,100,948,000
Fdic Zip Branch Count
500
Fdic Zip Top Banks
Old Plank Trail Community Bank, National Association
BMO Harris Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab5
E*trade4
Edgar Addresses
Mailing
28 W NEBRASKA STFRANKFORT, IL 60423
Business
28 W NEBRASKA STFRANKFORT, IL 60423
Edgar EIN
933524634
Edgar Recent Filings
13F-HR2026-05-05 · 0001765380-26-000149
13F-HR2026-02-05 · 0002011194-26-000001
Fdic Zip Branches Raw
Harris Bank FrankfortFrankfort, IL
Harris Bank FrankfortFrankford, IL
Fdic Zip HHI
544.95
Fdic Zip Top Bank Share Pct
11.33
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,104
Returns3,540
Stub 2
AGI82,360
Returns2,230
Stub 3
AGI120,389
Returns1,930
Soi Zip Total Business Income
41,599
Soi Zip Total Cap Gains
152,998
Soi Zip Total Dividends
102,298
Soi Zip Total Returns
16,570
Top Owner CRD
2812034
Trust Company Affiliate
No

People (4)

4
REGAN, TIMOTHY, ALLEN
IAR · Direct Owner · 87.5%
2812034
MCCARTHY, MICHELLE, ANNE
Executive Officer · 2.5%
7682269
Kaitlyn Hedger
IAR
7064953
ROBERT EDWARD MORVICE
IAR
4639497