VISTA INVESTMENT PARTNERS II, LLC

CRD

327983

SEC file #

801-128904

EIN

822941040

DBA names

Vista Investment Partners

Economics

AUM

$383.1M

AUM band

$100M-$500M

AUM trajectory

'25 · $321.8M

'26 · $383.1M

'25'26

$321.8M → $383.1M▲ +19%

sec adv history

Client mix

Individuals Other	397
Individuals High Net Worth	94
Corporations	3

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 5 advisors

'26 · 6 advisors

'25'26

5 advisors → 6 advisors▲ +20%

sec adv history

Primary office

RICHMOND IN

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesEducational Seminars Workshops

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

vistainvestment.net

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

GUILEY, BRETT, DOUGLAS

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

GUILEY, BRETT, DOUGLAS

Peacock, Sarah, Elizabeth

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

VISTAINVESTMENT.NET

Rdap Domain Creation Date

2017-11-07T20:32:54Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002035219

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-07

Edgar Last Filing Date

2026-04-23

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-23

Accession0002035219-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.1223

Soi Zip Pct 200k Plus

0.0254

Soi Zip Returns 200k Plus

500

Soi Zip Total AGI

1,099,248

Fdic Zip Total Deposits

39,945,486,000

Fdic Zip Branch Count

707

Fdic Zip Top Banks

Merchants Bank of Indiana

U.S. Bank National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Raymond James	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

ONE WOODSIDE DRIVERICHMOND, IN 47374

Business

ONE WOODSIDE DRIVERICHMOND, IN 47374

Edgar EIN

822941040

Edgar Recent Filings

13F-HR2026-04-23 · 0002035219-26-000002

13F-HR2026-01-22 · 0002035219-26-000001

Fdic Zip Branches Raw

Peoples Loan & Trust BankRichmond, IN

Wayne Bank and Trust Co.Richmond, IN

Fdic Zip HHI

1201.04

Fdic Zip Top Bank Share Pct

21.18

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-11-07T20:32:54Z

Rdap Domain Last Changed

2024-11-08T18:02:51Z

Rdap Nameservers

Ns71.domaincontrol.comNs72.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	83,912
Returns	7,040

Stub 2

AGI	205,650
Returns	5,600

Stub 3

AGI	179,619
Returns	2,940

Soi Zip Total Business Income

29,800

Soi Zip Total Cap Gains

37,284

Soi Zip Total Dividends

18,744

Soi Zip Total Returns

19,700

Top Owner CRD

4145989

Trust Company Affiliate