SourcingSourcing

GENESIS FINANCIAL GROUP, LLC

C47
CRD 327996·SEC 801-131745·PARAMUS, NJ
AUM
$171.3M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$514K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GENESIS FINANCIAL GROUP, LLC
CRD
327996
SEC file #
801-131745
EIN
844983778
DBA names
—

Economics

AUM
$171.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$102.0M → $171.3M▲ +68%
Client mix
Individuals Other45
Individuals High Net Worth25
Pooled Investment Vehicles1
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
PARAMUS NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
genesisfinancialgroupllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BUONANNO, ROBERT, RALPH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BUONANNO, ROBERT, RALPH
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GENESISFINANCIALGROUPLLC.COM
Rdap Domain Creation Date
2023-11-01T00:26:19Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002097587
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-16
Edgar Last Filing Date
2026-05-18
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-18
Accession0002097587-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4443
Soi Zip Pct 200k Plus
0.2077
Soi Zip Returns 200k Plus
2,740
Soi Zip Total AGI
1,957,091
Fdic Zip Total Deposits
82,194,403,000
Fdic Zip Branch Count
622
Fdic Zip Top Banks
Bank of America, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
80 W CENTURY RDSTE 303PARAMUS, NJ 07652-1467
Business
80 W CENTURY RDSTE 303PARAMUS, NJ 07652-1467
Edgar EIN
844983778
Edgar Recent Filings
13F-HR2026-05-18 · 0002097587-26-000002
13F-HR2026-01-16 · 0002097587-26-000001
Fdic Zip Branches Raw
The Trust Company of New JerseyParamus, NJ
Hudson City Savings BankParamus, NJ
Fdic Zip HHI
949.5
Fdic Zip Top Bank Share Pct
19.12
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-01T00:26:19Z
Rdap Domain Last Changed
2025-11-01T18:48:25Z
Rdap Nameservers
Ns65.domaincontrol.comNs66.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,921
Returns2,800
Stub 2
AGI63,056
Returns1,710
Stub 3
AGI95,977
Returns1,540
Soi Zip Total Business Income
87,799
Soi Zip Total Cap Gains
144,900
Soi Zip Total Dividends
65,549
Soi Zip Total Returns
13,190
Top Owner CRD
3058994
Trust Company Affiliate
No

People (1)

1
BUONANNO, ROBERT, RALPH
IAR · Direct Owner · 87.5%
3058994