SourcingSourcing

BALANCED WEALTH GROUP LLC

C47
CRD 328007·SEC 801-128997·WESTLAKE, OH
AUM
$494.1M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BALANCED WEALTH GROUP LLC
CRD
328007
SEC file #
801-128997
EIN
921298442
DBA names
—

Economics

AUM
$494.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$419.9M → $494.1M▲ +18%
Client mix
Individuals Other328
Individuals High Net Worth127
Corporations43

Operations

Employees (total)
11
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
6 advisors → 5 advisors▼ -17%
Primary office
WESTLAKE OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
open.spotify.com/show/7hppiiiwsspnzark36qqwa

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAUGHERTY, MATTHEW, CHRISTOPHER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DAUGHERTY, MATTHEW, CHRISTOPHER
Gottshall, Matthew, Thomas
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
9
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002009783
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-06
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001951757-26-000719

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.367
Soi Zip Pct 200k Plus
0.1642
Soi Zip Returns 200k Plus
2,940
Soi Zip Total AGI
2,455,064
Fdic Zip Total Deposits
30,482,111,000
Fdic Zip Branch Count
523
Fdic Zip Top Banks
First Federal Savings and Loan Association
PNC Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1991 CROCKER ROADSUITE 300WESTLAKE, OH 44145
Business
1991 CROCKER ROADSUITE 300WESTLAKE, OH 44145
Edgar EIN
921298442
Edgar Recent Filings
13F-HR2026-04-23 · 0001951757-26-000719
13F-HR2026-01-13 · 0001951757-26-000052
Fdic Zip Branches Raw
PremierBank & TrustWestlake, OH
The Lorain National BankWestlake, OH
Fdic Zip HHI
557.95
Fdic Zip Top Bank Share Pct
9.67
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,713
Returns3,900
Stub 2
AGI104,977
Returns2,820
Stub 3
AGI167,548
Returns2,700
Soi Zip Total Business Income
68,593
Soi Zip Total Cap Gains
175,584
Soi Zip Total Dividends
85,011
Soi Zip Total Returns
17,900
Top Owner CRD
4433690
Trust Company Affiliate
No

People (5)

5
DAUGHERTY, MATTHEW, CHRISTOPHER
IAR · Direct Owner · 62.5%
4433690
HARRELL, JOSHUA, RANDOLPH
IAR · Direct Owner · 17.5%
5556167
Gottshall, Matthew, Thomas
IAR · Direct Owner · 17.5%
6647963
Taylor, Michelle, Lynn
IAR · Executive Officer · 2.5%
2638947
ROGER ALLAN POTTER
IAR
4548188