GLOBALT INVESTMENTS LLC

CRD

328039

SEC file #

801-129022

EIN

932429949

DBA names

Globalt Investments

Economics

AUM

$3.02B

AUM band

$1B+

AUM trajectory

'25 · $2.81B

'26 · $3.02B

'25'26

$2.81B → $3.02B▲ +8%

sec adv history

Client mix

Individuals Other	2,335
Individuals High Net Worth	727
Corporations	91
Charitable Organizations	75
Pension Profit Sharing Plans	15

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 18 advisors

'26 · 18 advisors

'25'26

18 advisors → 18 advisors▬ 0%

sec adv history

Primary office

ATLANTA GA

Branches

—

Custodian & Brokerage

Primary custodian

LPL Financiallow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services

Fee basis

% of AUMFixed feesOther Compensation

Filings

Latest ADV filing

04/14/2026

linkedin.com/company/globalt-investments-atlanta(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

FULLAM, GARY, EDWARD

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

FULLAM, GARY, EDWARD

ROACH, WILLIAM, HENRY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:globalt.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002011891

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-02-20

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0002085853-26-000597

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3085

Soi Zip Pct 200k Plus

0.1289

Soi Zip Returns 200k Plus

2,370

Soi Zip Total AGI

2,921,422

Fdic Zip Total Deposits

112,628,584,000

Fdic Zip Branch Count

562

Fdic Zip Top Banks

Synovus Bank

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Lpl Financial	5
E*trade	4
Fidelity	2
Morgan Stanley	1

adv brochure

Edgar Addresses

Mailing

3200 WINDY HILL ROAD, SESUITE 1550EATLANTA, GA 30339

Business

3200 WINDY HILL ROAD, SESUITE 1550EATLANTA, GA 30339

Edgar EIN

932429949

Edgar Recent Filings

13F-HR2026-05-15 · 0002085853-26-000597

13F-HR2026-02-06 · 0002085853-26-000207

Fdic Zip Branches Raw

First Union National Bank of GeorgiaAtlanta, GA

Fdic Zip HHI

1298.43

Fdic Zip Top Bank Share Pct

32.45

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	47,820
Returns	3,680

Stub 2

AGI	135,392
Returns	3,600

Stub 3

AGI	199,217
Returns	3,220

Soi Zip Total Business Income

57,398

Soi Zip Total Cap Gains

447,827

Soi Zip Total Dividends

150,442

Soi Zip Total Returns

18,380

Top Owner CRD

4370789

Trust Company Affiliate