SourcingSourcing

SCHMIDT FINANCIAL MANAGEMENT, INC.

C48
CRD 328247·SEC 801-128860·KIRKLAND, WA
AUM
$497.5M
$100M-$500M
Est. Revenue
$5.0M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHMIDT FINANCIAL MANAGEMENT, INC.
CRD
328247
SEC file #
801-128860
EIN
—
DBA names
Schmidt Financial Management

Economics

AUM
$497.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$445.5M → $497.5M▲ +12%
Client mix
Individuals High Net Worth97
Individuals Other43

Operations

Employees (total)
7
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
KIRKLAND WA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersPublication of periodicals
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
schmidtfm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHMIDT, EVAN, TODD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SCHMIDT, EVAN, TODD
COX, PAUL, IRVIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCHMIDTFM.COM
Rdap Domain Creation Date
2022-06-02T18:01:21Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5896
Soi Zip Pct 200k Plus
0.39
Soi Zip Returns 200k Plus
8,030
Soi Zip Total AGI
6,348,483
Fdic Zip Total Deposits
30,113,834,000
Fdic Zip Branch Count
464
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Key Bank of WashingtonKirkland, WA
Key Bank of WashingtonKirkland, WA
Fdic Zip HHI
1187.76
Fdic Zip Top Bank Share Pct
25.65
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-06-02T18:01:21Z
Rdap Domain Last Changed
2025-05-08T00:01:06Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,365
Returns2,830
Stub 2
AGI78,936
Returns2,110
Stub 3
AGI119,100
Returns1,910
Soi Zip Total Business Income
155,680
Soi Zip Total Cap Gains
653,793
Soi Zip Total Dividends
324,440
Soi Zip Total Returns
20,590
Top Owner CRD
5724516
Trust Company Affiliate
No

People (3)

3
SCHMIDT, EVAN, TODD
IAR · Direct Owner · 87.5%
5724516
Hubert, Dominic, Christian
IAR · Executive Officer · 2.5%
7533922
COX, PAUL, IRVIN
Executive Officer · 2.5%
2611640