SourcingSourcing

CAPITAL INVESTMENT COUNSEL, LLC

C41
CRD 328472·SEC 801-128941·DENVER, CO
AUM
$1.35B
$1B+
Est. Revenue
$13.5M
@ 1% on AUM
Est. EBITDA
$4.1M
@ 30% margin
Est. Deal Value
$32.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL INVESTMENT COUNSEL, LLC
CRD
328472
SEC file #
801-128941
EIN
934261287
DBA names
—

Economics

AUM
$1.35B
AUM band
$1B+
AUM trajectory
'25'26
$1.18B → $1.35B▲ +15%
Client mix
Individuals High Net Worth317
Individuals Other146
State Or Municipal Govt5

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
4 advisors → 5 advisors▲ +25%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/capital-investment-counsel-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DREILING, STEPHEN, JOHN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
DREILING, STEPHEN, JOHN
JOHNSON, CHRISTIAN, KENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002033609
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-08-14
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0002033609-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
600 GRANT STREETSUITE 450DENVER, CO 80203
Business
600 GRANT STREETSUITE 450DENVER, CO 80203
Edgar EIN
934261287
Edgar Recent Filings
13F-HR2026-04-23 · 0002033609-26-000003
13F-HR2026-02-02 · 0002033609-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2543502
Trust Company Affiliate
No

People (6)

6
DREILING, STEPHEN, JOHN
IAR · Direct Owner · 37.5%
2543502
JOHNSON, CHRISTIAN, KENT
IAR · Direct Owner · 37.5%
1286525
Johnson, Jake, Aldridge
IAR · Direct Owner · 7.5%
7830991
COX, SAMANTHA, JEANNE
Executive Officer · 2.5%
7157092
DECLAN ROBERT LANE
IAR
7403202
ALEXANDRIA K ADAMCHAK
IAR
5435008