SourcingSourcing

WILLOW TREE CAPITAL CORP ADVISORS LLC

C31
CRD 328528·SEC 801-128955·NEW YORK, NY
AUM
$1.17B
$1B+
Est. Revenue
$11.7M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$28.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WILLOW TREE CAPITAL CORP ADVISORS LLC
CRD
328528
SEC file #
801-128955
EIN
—
DBA names
—

Economics

AUM
$1.17B
AUM band
$1B+
AUM trajectory
'25'26
$744.4M → $1.17B▲ +58%
Client mix
Business Devel Companies1
Pooled Investment Vehicles1

Operations

Employees (total)
21
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'25'26
12 advisors → 13 advisors▲ +8%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/willow-tree-credit-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLOW TREE CAPITAL CORP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
WILLOW TREE CAPITAL CORP
KLINGENSMITH, MARK, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:willowtree.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street7
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
KLINGENSMITH, MARK, ANDREW
Executive Officer · 2.5%
7221537
Lee, Justin, Chih-Cheng
Executive Officer · 2.5%
7835543
LOWER, TIMOTHY, JOSEPH
Executive Officer · 2.5%
2702617
Roche, James, Joseph
Executive Officer · 2.5%
6780235