SourcingSourcing

CONGRUENCE CAPITAL, LLC

C36
CRD 328559·SEC 801-131703·LOS ANGELES, CA
AUM
$333.5M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONGRUENCE CAPITAL, LLC
CRD
328559
SEC file #
801-131703
EIN
932894378
DBA names
—

Economics

AUM
$333.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$124.3M → $333.5M▲ +168%
Client mix
Banking Institutions1
Pooled Investment Vehicles1
Other Investment Advisers1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
congruencecapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOFF, BRETT, FREDERIC
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
HOFF, BRETT, FREDERIC
HART, MIKAYLA, HARMONY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONGRUENCECAPITAL.COM
Rdap Domain Creation Date
2022-07-28T19:59:57Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002085569
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-13
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001172661-26-001971

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs10
E*trade4
Jpmorgan2
Morgan Stanley2
Edgar Addresses
Mailing
11111 SANTA MONICA BLVD.SUITE 630LOS ANGELES, CA 90025
Business
11111 SANTA MONICA BLVD.SUITE 630LOS ANGELES, CA 90025
Edgar EIN
932894378
Edgar Recent Filings
13F-HR2026-05-14 · 0001172661-26-001971
13F-HR2026-02-13 · 0001172661-26-000756
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-28T19:59:57Z
Rdap Domain Last Changed
2024-07-29T18:02:54Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7813136
Trust Company Affiliate
Yes

People (5)

5
HOFF, BRETT, FREDERIC
Direct Owner · 62.5%
7813136
HART, MIKAYLA, HARMONY
Direct Owner · 17.5%
7813140
HARVEY HUAWEI LI
Direct Owner · 17.5%
6463762
NIP, JOSHUA, JOHN
Direct Owner · 7.5%
6025705
KRAMER, MARK, ROSENTHAL
Direct Owner · 7.5%
7813143