SourcingSourcing

WEALTH BUILDER FUNDS, LLC

C38
CRD 328782·SEC 801-129063·CARY, IL
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTH BUILDER FUNDS, LLC
CRD
328782
SEC file #
801-129063
EIN
842293950
DBA names
Wealth Builder Funds Llc

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
CARY IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SWP HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
SWP HOLDINGS LLC
Clements, Michael, David
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001974457
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2024-01-11
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001376474-26-000301

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
433 W. VAN BUREN STREET, 1100-DCHICAGO, IL 60607
Business
433 W. VAN BUREN STREET, 1100-DCHICAGO, IL 60607
Edgar EIN
842293950
Edgar Recent Filings
13F-HR2026-04-20 · 0001376474-26-000301
13F-HR2026-01-14 · 0001376474-26-000040
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (3)

3
Clements, Michael, David
Direct Owner · 37.5%
7820470
ATKINS, BRIAN, WILLIAM
Executive Officer · 2.5%
6100366
CHRISTOPHER, KELLY, MELISSA
Executive Officer · 2.5%
6000499