SourcingSourcing

INDEPENDENT WEALTH ADVISORS, LLC

C49
CRD 328786·SEC 801-129370·CARY, NC
AUM
$195.3M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$586K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INDEPENDENT WEALTH ADVISORS, LLC
CRD
328786
SEC file #
801-129370
EIN
—
DBA names
—

Economics

AUM
$195.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$184.2M → $195.3M▲ +6%
Client mix
Individuals High Net Worth133
Individuals Other123
Pension Profit Sharing Plans2

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
CARY NC
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HELLINGER, DAVID, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HELLINGER, DAVID, JOSEPH
KREUTER, JAKUB, MARTIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3371
Soi Zip Pct 200k Plus
0.1213
Soi Zip Returns 200k Plus
1950
Soi Zip Total AGI
1,962,137
Fdic Zip Total Deposits
38,966,527,000
Fdic Zip Branch Count
716
Fdic Zip Top Banks
Truist Bank
Branch Banking and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial8
E*trade4
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyCary, NC
The Fidelity BankCary, NC
Fdic Zip HHI
888.1
Fdic Zip Top Bank Share Pct
16.23
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,085
Returns3,670
Stub 2
AGI115,811
Returns3,100
Stub 3
AGI140,420
Returns2,280
Soi Zip Total Business Income
56,930
Soi Zip Total Cap Gains
173,197
Soi Zip Total Dividends
61,462
Soi Zip Total Returns
16,080
Top Owner CRD
4677013
Trust Company Affiliate
No

People (4)

4
HELLINGER, DAVID, JOSEPH
IAR · Direct Owner · 62.5%
4677013
KREUTER, JAKUB, MARTIN
IAR · Direct Owner · 62.5%
3250250
CRISTY DIANE HEAD
IAR
6589756
ETHAN SLOAN CARR
IAR
7002438