SourcingSourcing

OT ADVISORS LLC

B50
CRD 328812·SEC 801-129043·BOCA RATON, FL
AUM
$15.2M
<$25M
Est. Revenue
$152K
@ 1% on AUM
Est. EBITDA
$46K
@ 30% margin
Est. Deal Value
$364K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OT ADVISORS LLC
CRD
328812
SEC file #
801-129043
EIN
—
DBA names
—

Economics

AUM
$15.2M
AUM band
<$25M
AUM trajectory
'25'26
$17.7M → $15.2M▼ -14%
Client mix
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
BOCA RATON FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Benedict, Laurence, Robert
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Benedict, Laurence, Robert
Maples, Thomas, Lee
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3152
Soi Zip Pct 200k Plus
0.1241
Soi Zip Returns 200k Plus
2,870
Soi Zip Total AGI
3,083,677
Fdic Zip Total Deposits
34,799,343,000
Fdic Zip Branch Count
453
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
NationsBank of Florida, N.A.Boca Raton, FL
Barnett Bank of Palm Beach CountyPalm Beach County, FL
Fdic Zip HHI
950.29
Fdic Zip Top Bank Share Pct
25.03
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI71,056
Returns5,920
Stub 2
AGI155,231
Returns4,220
Stub 3
AGI210,683
Returns3,390
Soi Zip Total Business Income
129,980
Soi Zip Total Cap Gains
369,195
Soi Zip Total Dividends
179,077
Soi Zip Total Returns
23,130
Top Owner CRD
2341518
Trust Company Affiliate
Yes

People (3)

3
Benedict, Laurence, Robert
IAR · Direct Owner · 87.5%
2341518
Maples, Thomas, Lee
IAR · Executive Officer · 2.5%
6682174
Deangelis, Mark, Joseph
Executive Officer · 2.5%
2827088