SourcingSourcing

KAUFMAN HALL INVESTMENT MANAGEMENT, LLC

C38
CRD 328876·SEC 801-129164·BRENTWOOD, TN
AUM
$2.82B
$1B+
Est. Revenue
$28.2M
@ 1% on AUM
Est. EBITDA
$8.5M
@ 30% margin
Est. Deal Value
$67.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KAUFMAN HALL INVESTMENT MANAGEMENT, LLC
CRD
328876
SEC file #
801-129164
EIN
—
DBA names
Kaufman Hall Investment Management

Economics

AUM
$2.82B
AUM band
$1B+
AUM trajectory
'25'26
$2.31B → $2.82B▲ +22%
Client mix
Corporations28

Operations

Employees (total)
9
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
BRENTWOOD TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
khim.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KAUFMAN, HALL & ASSOCIATES, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
KAUFMAN, HALL & ASSOCIATES, LLC
CESARONE, BRITT, ADELBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KHIM.COM
Rdap Domain Creation Date
2001-06-06T10:50:15Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Cloudflare, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
U.s. Bank2
Bny Mellon2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-06T10:50:15Z
Rdap Domain Last Changed
2026-05-07T04:14:17Z
Rdap Nameservers
Miki.ns.cloudflare.comRyan.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (3)

3
BRITT ADELBERT CESARONE
Executive Officer · 2.5%
2427750
TURNER, ROBERT, NICHOLAS
Executive Officer · 2.5%
4705601
WITMER, VALERIE, LOUISE
Executive Officer · 2.5%
8063247